SUMO FINANCIAL SERVICES PTY LTD

address: South Melbourne, VIC 3205, Australia

SUMO FINANCIAL SERVICES PTY LTD (Licence# 000505704) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is May 14, 2018.

Service Overview

Register Name AFS Licence
Licence Name SUMO FINANCIAL SERVICES PTY LTD
Licence Number 000505704
Licence ABN 40623241421
Issue Date 2018-05-14
Locality SOUTH MELBOURNE
State VIC
Postcode 3205
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide general financial product advice only, for the following classes of financial products:
    • derivatives;
    • Australian carbon credit units;
    • eligible international emissions units; and
    • financial products limited to:
      • miscellaneous financial risk products limited to value risk products; and
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives; and
      • financial products limited to:
        • miscellaneous financial risk products limited to value risk products; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • derivatives;
      • Australian carbon credit units;
      • eligible international emissions units; and
      • financial products limited to:
        • miscellaneous financial risk products limited to value risk products;
to wholesale clients.

Office Location

Locality SOUTH MELBOURNE
State VIC
Postcode 3205
Country Australia

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Competitor

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Postal Code 3205

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.

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