ETHICAL PLANNERS PTY LTD

Address: Burleigh Heads, QLD 4220, Australia

ETHICAL PLANNERS PTY LTD (Licence# 000505615) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is May 4, 2018.

Service Overview

Register Name AFS Licence
Licence Name ETHICAL PLANNERS PTY LTD
Licence Number 000505615
Licence ABN 75622417494
Issue Date 2018-05-04
Locality BURLEIGH HEADS
State QLD
Postcode 4220
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001239463 PAUL CARCALLAS Current 2018-06-28
000293821 ALEXANDER CHARLES STRAKER Current 2018-05-31
000312359 ROBERT LEE MCDONALD Current 2018-05-31

Office Location

Locality BURLEIGH HEADS
State QLD
Postcode 4220
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
UAB ACCOUNTANTS & BUSINESS ADVISORS PTY LTD 2017-02-17 Burleigh Waters, QLD 4220, Australia
BEYOND CAPITAL ASSET MANAGEMENT PTY LTD 2016-09-28 Burleigh Heads, QLD 4220, Australia
ELKCORP PTY LTD 2012-03-23 Burleigh Heads, QLD 4220, Australia
ZODIAC SECURITIES PTY LTD 2011-04-20 Burleigh Heads, QLD 4220, Australia
INVESTORS EXCHANGE LIMITED 2006-08-09 Burleigh Heads, QLD 4220, Australia
JOHNSON PACIFIC PTY. LTD. 2004-03-10 Burleigh Heads, QLD 4220, Australia
AUSTRALIAN INSURANCE SOLUTIONS PTY LTD 2004-03-01 Burleigh Heads, QLD 4220, Australia
AUSTBROKERS COAST TO COAST PTY LTD 2004-01-31 Burleigh Heads, QLD 4220, Australia
FIRST MORTGAGE MANAGED INVESTMENTS LIMITED 2003-06-03 Burleigh Heads, QLD 4220, Australia

Financial services with the same locality

Service Name Issue Date Locality
BEYOND CAPITAL ASSET MANAGEMENT PTY LTD 2016-09-28 Burleigh Heads, QLD 4220, Australia
ELKCORP PTY LTD 2012-03-23 Burleigh Heads, QLD 4220, Australia
ZODIAC SECURITIES PTY LTD 2011-04-20 Burleigh Heads, QLD 4220, Australia
INVESTORS EXCHANGE LIMITED 2006-08-09 Burleigh Heads, QLD 4220, Australia
JOHNSON PACIFIC PTY. LTD. 2004-03-10 Burleigh Heads, QLD 4220, Australia
AUSTRALIAN INSURANCE SOLUTIONS PTY LTD 2004-03-01 Burleigh Heads, QLD 4220, Australia
AUSTBROKERS COAST TO COAST PTY LTD 2004-01-31 Burleigh Heads, QLD 4220, Australia
FIRST MORTGAGE MANAGED INVESTMENTS LIMITED 2003-06-03 Burleigh Heads, QLD 4220, Australia

Competitor

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Postal Code 4220

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.