1868 CAPITAL PTY LIMITED

Address: Pyrmont, NSW 2009, Australia

1868 CAPITAL PTY LIMITED (Licence# 000503238) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is April 10, 2018.

Service Overview

Register Name AFS Licence
Licence Name 1868 CAPITAL PTY LIMITED
Licence Number 000503238
Licence ABN 90615673955
Issue Date 2018-04-10
Locality PYRMONT
State NSW
Postcode 2009
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide general financial product advice only, for the following classes of financial products:
    • derivatives restricted to derivatives utilised for the management of financial risk (hedging) which only have the purposes of:
      • management or mitigation of the financial consequences of particular circumstances happening; or
      • avoiding or limiting the financial consequences of fluctuations, in or in the value of, receipts or costs (including prices and interest rates);
      • foreign exchange contracts limited to the buying and selling of currency or exchange of currency utilised for the management of financial risk (hedging) which only have the purposes of:
      • management or mitigation of the financial consequences of particular circumstances happening; or
      • avoiding or limiting the financial consequences of fluctuations in the rate of exchange of foreign currency;
      • interests in managed investment schemes excluding investor directed portfolio services; and
      • securities;
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives restricted to derivatives utilised for the management of financial risk (hedging) which only have the purposes of:
        • management or mitigation of the financial consequences of particular circumstances happening; or
        • avoiding or limiting the financial consequences of fluctuations, in or in the value of, receipts or costs (including prices and interest rates);
        • foreign exchange contracts limited to the buying and selling of currency or exchange of currency utilised for the management of financial risk (hedging) which only have the purposes of:
        • management or mitigation of the financial consequences of particular circumstances happening; or
        • avoiding or limiting the financial consequences of fluctuations in the rate of exchange of foreign currency;
        • interests in managed investment schemes limited to:
        • own managed investment scheme only; and
        • securities;
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives restricted to derivatives utilised for the management of financial risk (hedging) which only have the purposes of:
        • management or mitigation of the financial consequences of particular circumstances happening; or
        • avoiding or limiting the financial consequences of fluctuations, in or in the value of, receipts or costs (including prices and interest rates);
        • foreign exchange contracts limited to the buying and selling of currency or exchange of currency utilised for the management of financial risk (hedging) which only have the purposes of:
        • management or mitigation of the financial consequences of particular circumstances happening; or
        • avoiding or limiting the financial consequences of fluctuations in the rate of exchange of foreign currency;
        • general insurance products;
        • interests in managed investment schemes excluding investor directed portfolio services; and
        • securities; and
    • underwriting:
      • interests in managed investment schemes; and
      • an issue of securities; and
  • provide the following custodial or depository services:
    • operate custodial or depository services other than investor directed portfolio services;
      to wholesale clients.

      Office Location

      Locality PYRMONT
      State NSW
      Postcode 2009
      Country Australia

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      Service Name Issue Date Locality
      SAVANT GLOBAL CAPITAL PTY LTD 2017-12-21 Pyrmont, NSW 2009, Australia
      LIPPER AUSTRALIA PTY LTD 2017-11-23 Pyrmont, NSW 2009, Australia
      HOWARD CAPITAL MANAGEMENT PTY LIMITED 2017-05-04 Pyrmont, NSW 2009, Australia
      CIP FUNDS MANAGEMENT PTY LTD 2016-12-22 Pyrmont, NSW 2009, Australia
      JAXEN FUNDS MANAGEMENT PTY LTD 2016-01-05 Pyrmont, NSW 2009, Australia
      SOUTHPEAK INVESTMENT MANAGEMENT PTY LIMITED 2010-07-22 Pyrmont, NSW 2009, Australia
      GAIN CAPITAL AUSTRALIA PTY LTD 2010-05-31 Pyrmont, NSW 2009, Australia
      AEROSURE ASIA PACIFIC PTY LIMITED 2009-01-22 Pyrmont, NSW 2009, Australia
      GOOGLE PAYMENT AUSTRALIA PTY. LTD. 2008-11-07 Pyrmont, NSW 2009, Australia
      FM FINANCIAL SOLUTIONS PTY. LTD. 2008-09-01 Pyrmont, NSW 2009, Australia

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      Postal Code 2009

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      Dataset Information

      Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
      Jurisdiction Australia
      Related Datasets Australian Businesses, Australian Companies

      This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.