POTENTIA CAPITAL PTY LTD

address: North Sydney, NSW 2060, Australia

POTENTIA CAPITAL PTY LTD (Licence# 000498227) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is August 31, 2017.

Service Overview

Register NameAFS Licence
Licence NamePOTENTIA CAPITAL PTY LTD
Licence Number000498227
Licence ABN 74169877445
Issue Date2017-08-31
LocalityNORTH SYDNEY
StateNSW
Postcode2060
CountryAustralia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • interests in managed investment schemes excluding investor directed portfolio services; and
    • securities;
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • interests in managed investment schemes excluding investor directed portfolio services; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • interests in managed investment schemes excluding investor directed portfolio services; and
      • securities; and
  • provide the following custodial or depository services:
    • operate custodial or depository services other than investor directed portfolio services;
      to wholesale clients.

      Office Location

      LocalityNORTH SYDNEY
      StateNSW
      Postcode2060
      CountryAustralia

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      Competitor

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      Postal Code 2060

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      Dataset Information

      Data ProviderAustralian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
      JurisdictionAustralia
      Related Datasets Australian Businesses, Australian Companies

      This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.