POLLIFRONE, JAMES ANTHONY

address: Concord, NSW 2137, Australia

POLLIFRONE, JAMES ANTHONY (Licence# 000489298) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is March 31, 2017.

Service Overview

Register NameAFS Licence
Licence NamePOLLIFRONE, JAMES ANTHONY
Licence Number000489298
Licence ABN 96659719342
Issue Date2017-03-31
LocalityCONCORD
StateNSW
Postcode2137
CountryAustralia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • superannuation limited to:
      • self-managed superannuation fund;
    • a person s existing holding in a superannuation product but only to the extent required for:
      • making a recommendation that the person establish a self-managed superannuation fund; and
      • providing advice to the person on contributions or pensions under a superannuation product;
  • provide class of financial product advice for the following classes of financial products:
    • superannuation; and
  • deal in a financial product by:
    • arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
      • superannuation limited to:
        • self-managed superannuation fund; and
    • arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
      • superannuation limited to:
        • self-managed superannuation fund;
to retail clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001261100 JAMES ANTHONY STEVEN POLLIFRONE Current 2018-01-11

Office Location

LocalityCONCORD
StateNSW
Postcode2137
CountryAustralia

Financial services with the same postcode

Service Name Issue Date Locality
MKW HOLDINGS PTY LTD 2018-05-11 Concord, NSW 2137, Australia
FRONTIER WEALTH ADVISERS PTY. LTD. 2011-04-01 North Strathfield, NSW 2137, Australia
TUCKER MCNEIL PTY LIMITED 2004-02-29 Concord, NSW 2137, Australia
WIBLIN, MARTIN KENNETH 2004-01-31 Concord, NSW 2137, Australia

Financial services with the same locality

Service Name Issue Date Locality
MKW HOLDINGS PTY LTD 2018-05-11 Concord, NSW 2137, Australia
TUCKER MCNEIL PTY LIMITED 2004-02-29 Concord, NSW 2137, Australia
WIBLIN, MARTIN KENNETH 2004-01-31 Concord, NSW 2137, Australia

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INTERPACIFIC INSURANCE BROKERS PTY. LTD. 2002-05-02 Southbank, VIC 3006, Australia
IMC PACIFIC PTY LTD 2002-04-26 Sydney, NSW 2000, Australia
TELSTRA SUPER FINANCIAL PLANNING PTY LTD 2002-04-22 Melbourne, VIC 3000, Australia
GERLING & COMPANY PTY LIMITED 2002-08-22 Westleigh, NSW 2120, Australia
HAWKESBRIDGE CAPITAL PTY LIMITED 2002-06-13 Sydney, NSW 2000, Australia
HAYES STERLING PTY. LIMITED 2002-05-31 Norwood, SA 5067, Australia
TOWNSHEND CAPITAL PTY LTD 2002-09-11 North Fremantle, WA 6159, Australia
ODYSSEY EQUITY FINANCE PTY. LTD. 2002-06-04 South Melbourne, VIC 3205, Australia
PENGANA INVESTMENT MANAGEMENT LIMITED 2002-06-05 Sydney, NSW 2000, Australia

Competitor

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Postal Code 2137

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Dataset Information

Data ProviderAustralian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
JurisdictionAustralia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.