STERLING & FREEMAN ADVISORY PTY LTD

address: Melbourne, VIC 3000, Australia

STERLING & FREEMAN ADVISORY PTY LTD (Licence# 000479381) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is February 26, 2016.

Service Overview

Register NameAFS Licence
Licence NameSTERLING & FREEMAN ADVISORY PTY LTD
Licence Number000479381
Licence ABN 21606745340
Issue Date2016-02-26
LocalityMELBOURNE
StateVIC
Postcode3000
CountryAustralia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives;
    • foreign exchange contracts;
    • interests in managed investment schemes excluding investor directed portfolio services;
    • securities; and
    • financial products limited to:
      • miscellaneous financial investment products limited to MDA services;
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product, only as trustee and manager of managed investment schemes and as operator of miscellaneous financial investment products limited to MDA services in respect of the following classes of financial products:
      • derivatives;
      • foreign exchange contracts;
      • interests in managed investment schemes limited to:
        • own managed investment scheme only; and
      • financial products limited to:
        • miscellaneous financial investment products limited to MDA services; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives;
      • foreign exchange contracts; and
      • interests in managed investment schemes excluding investor directed portfolio services; and
  • provide the following custodial or depository services:
    • operate custodial or depository services other than investor directed portfolio services;
      to wholesale clients.

      Office Location

      LocalityMELBOURNE
      StateVIC
      Postcode3000
      CountryAustralia

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      Postal Code 3000

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      Dataset Information

      Data ProviderAustralian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
      JurisdictionAustralia
      Related Datasets Australian Businesses, Australian Companies

      This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.