CUTCHER & NEALE FINANCIAL SERVICES PTY LTD

address: Newcastle, NSW 2300, Australia

CUTCHER & NEALE FINANCIAL SERVICES PTY LTD (Licence# 000433814) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is April 9, 2013.

Service Overview

Register NameAFS Licence
Licence NameCUTCHER & NEALE FINANCIAL SERVICES PTY LTD
Licence Number000433814
Licence ABN 22160682879
Issue Date2013-04-09
LocalityNEWCASTLE
StateNSW
Postcode2300
CountryAustralia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001262847 NICHOLAS DONALD CARTER Current 2018-03-01
001259455 MATTHEW KEVIN EDMONDS Current 2017-10-01
001259456 ROWENA LEE WENSLEY Current 2017-10-01
001257324 SAMUEL JAMES ARNOTT Current 2017-07-17
001250284 CATHERINE MARYANNE PARKER Current 2017-07-01
001256904 JACE ASHLEY PEDONESE Current 2017-07-01
001256905 ADAM JAMES LITTLEWOOD Current 2017-07-01
001256906 AMBER LING Current 2017-07-01
001256907 CAMERON RAYMOND NIX Current 2017-07-01
001256908 DAVID GLYN LISTER Current 2017-07-01

Office Location

LocalityNEWCASTLE
StateNSW
Postcode2300
CountryAustralia

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DAVIDSON ACCOUNTANTS SERVICES PTY LIMITED 2016-10-18 Bar Beach, NSW 2300, Australia
DOYLE PARTNERS FINANCIAL SERVICES PTY LTD 2016-02-10 Newcastle, NSW 2300, Australia
INFINITY MANAGEMENT PTY LTD 2015-12-22 Newcastle, NSW 2300, Australia
CURRENCYFAIR AUSTRALIA PTY LTD 2011-08-03 Newcastle, NSW 2300, Australia
PWW LICENSEE PTY LTD 2011-07-29 Newcastle, NSW 2300, Australia
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Competitor

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Postal Code 2300

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Dataset Information

Data ProviderAustralian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
JurisdictionAustralia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.