ATRIUM INVESTMENT MANAGEMENT PTY LTD

address: Spring Hill, QLD 4000, Australia

ATRIUM INVESTMENT MANAGEMENT PTY LTD (Licence# 000338634) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is August 14, 2009.

Service Overview

Register NameAFS Licence
Licence NameATRIUM INVESTMENT MANAGEMENT PTY LTD
Licence Number000338634
Licence ABN 17137088745
Issue Date2009-08-14
LocalitySPRING HILL
StateQLD
Postcode4000
CountryAustralia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide general financial product advice to retail clients only, for the following classes of financial products:
    • interests in managed investment schemes excluding investor directed portfolio services; and
  • provide financial product advice to wholesale clients only, for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives;
    • foreign exchange contracts;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • interests in managed investments schemes excluding investor directed portfolio services; and
    • securities; and
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives;
      • foreign exchange contracts; and
      • interests in managed investment schemes excluding investor directed portfolio services; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives;
      • foreign exchange contracts;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • interests in managed investment schemes excluding investor directed portfolio services; and
      • securities; and
  • provide the following custodial or depository services:
    • operate custodial or depository services other than investor directed portfolio services;
      to retail and wholesale clients.

      Office Location

      LocalitySPRING HILL
      StateQLD
      Postcode4000
      CountryAustralia

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      Postal Code 4000

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      Dataset Information

      Data ProviderAustralian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
      JurisdictionAustralia
      Related Datasets Australian Businesses, Australian Companies

      This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.

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