REDGATE CAPITAL PTY LTD

Address: Claremont, WA 6010, Australia

REDGATE CAPITAL PTY LTD (Licence# 000310688) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is April 20, 2007.

Service Overview

Register Name AFS Licence
Licence Name REDGATE CAPITAL PTY LTD
Licence Number 000310688
Licence ABN 66122507680
Issue Date 2007-04-20
Locality CLAREMONT
State WA
Postcode 6010
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business, within this jurisdiction, to:
  • provide financial product advice to wholesale clients for the following classes of financial products:
    • derivatives;
    • foreign exchange contracts;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • interests in managed investment schemes excluding investor directed portfolio services; and
    • securities; and
  • provide general financial product advice to wholesale and retail clients for the following classes of financial products:
    • derivatives;
    • foreign exchange contracts;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • interests in managed investment schemes excluding investor directed portfolio services; and
    • securities; and
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product to wholesale and retail clients in respect of the following classes of financial products:
      • securities; and
    • applying for, acquiring, varying or disposing of a financial product to wholesale and retail clients on behalf of another person in respect of the following classes of products:
      • derivatives;
      • foreign exchange contracts;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • interests in managed investment schemes excluding investor directed portfolio services; and
securities.

Office Location

Locality CLAREMONT
State WA
Postcode 6010
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
HILTON GROUP PTY LTD 2018-04-30 Claremont, WA 6010, Australia
XTO CAPITAL PTY LTD 2017-05-16 Claremont, WA 6010, Australia
TAF CAPITAL PTY LTD 2012-10-11 Claremont, WA 6010, Australia
KNIGHTCORP HOLDINGS PTY LTD 2009-12-08 Claremont, WA 6010, Australia
DORADO FINANCIAL SERVICES PTY LTD 2006-12-14 Swanbourne, WA 6010, Australia
FOUNDATION MANAGEMENT (WA) PTY LTD 2004-02-15 Claremont, WA 6010, Australia
EQUITY WEST SECURITIES PTY LTD 2003-10-30 Swanbourne, WA 6010, Australia

Financial services with the same locality

Service Name Issue Date Locality
HILTON GROUP PTY LTD 2018-04-30 Claremont, WA 6010, Australia
XTO CAPITAL PTY LTD 2017-05-16 Claremont, WA 6010, Australia
TAF CAPITAL PTY LTD 2012-10-11 Claremont, WA 6010, Australia
KNIGHTCORP HOLDINGS PTY LTD 2009-12-08 Claremont, WA 6010, Australia
FOUNDATION MANAGEMENT (WA) PTY LTD 2004-02-15 Claremont, WA 6010, Australia

Competitor

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Postal Code 6010

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.