TIMOTHY JAMES SWAINSTON

Licensee: GWM ADVISER SERVICES LIMITED

TIMOTHY JAMES SWAINSTON (Adviser# 001267130) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is August 28, 2018.

Adviser Overview

Register Name Financial Advisers
Adviser Name TIMOTHY JAMES SWAINSTON
Adviser Number 001267130
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2018
Financial Service (AFS) Licence Licence# 000230692
GWM ADVISER SERVICES LIMITED
Licence ABN 96002071749
Licence Controlled By NATIONAL AUSTRALIA BANK LIMITED
NATIONAL WEALTH MANAGEMENT SERVICES LIMITED
Adviser Start Date 2018-08-28
Appointing Representative Name GWM ADVISER SERVICES LIMITED
Appointing Representative Number 000230692
Appointing Representative ABN 96002071749

Authorisations to provide financial product advice

  • TIMOTHY JAMES SWAINSTON
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Deposit Payment Non Cash Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Business and Commerce University of Western Sydney
DFP/DFS Monarch Institute

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000230692 GWM ADVISER SERVICES LIMITED
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED ~ NATIONAL WEALTH MANAGEMENT SERVICES LIMITED
2018-08-28 - GWM ADVISER SERVICES LIMITED

Licensee Information

Licence Name GWM ADVISER SERVICES LIMITED
Licence Number 000230692
Licence ABN 96002071749

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
CATHRINE GREVEN Gwm Adviser Services Limited Current 2005-09-12
DEBRA FAY WILL Gwm Adviser Services Limited Current 2010-11-15
ANTHONY MICHAEL BARBAGALLO Gwm Adviser Services Limited Current 2011-05-05
NICOLE GAUCI Gwm Adviser Services Limited Current 2017-10-30
GEORGE CHRISTOPHER STRAKER Gwm Adviser Services Limited Ceased 2012-07-03
JANUSZ MAZUREK Gwm Adviser Services Limited Current 2018-02-28
BREE CAMPBELL Gwm Adviser Services Limited Current 2014-09-10
DENIS RAYMOND HERBERT Gwm Adviser Services Limited Current 2010-08-13
ALLEN ERNEST DICKMAN Gwm Adviser Services Limited Current 2011-05-05
DAVID GRIERSON Gwm Adviser Services Limited Ceased 2015-10-16

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.