HENRIQUE LEONG

Licensee: INDUSTRY FUND SERVICES LIMITED

HENRIQUE LEONG (Adviser# 000440601) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is August 27, 2018.

Adviser Overview

Register Name Financial Advisers
Adviser Name HENRIQUE LEONG
Adviser Number 000440601
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2012
Financial Service (AFS) Licence Licence# 000232514
INDUSTRY FUND SERVICES LIMITED
Licence ABN 54007016195
Licence Controlled By INDUSTRY SUPER HOLDINGS PTY. LTD.
Adviser Start Date 2018-08-27
Appointing Representative Name INDUSTRY FUND SERVICES LIMITED
Appointing Representative Number 000232514
Appointing Representative ABN 54007016195
Memberships Financial Planning Association of Australia (FPA)
Further Restrictions Scope of Authority: Comprehensive(a)provide financial product advice for the following classes of financial products:(i)deposit and payment products limited to:(A)basic deposit products;(B)deposit products other than basic deposit products;(ii)debentures, stocks or bonds issued or proposed to be issued by a Government;(iii)life products including:(A)investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and(B)life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;(iv)interests in managed investment schemes including, but not limited to:(A)investor directed portfolio services (IDPS); and (B)managed investment schemes that are IDPS-like schemes;(v)securities;(vi)standard margin lending facility; and(vii)superannuation, excluding Self Managed Superannuation Funds (SMSFs);(b)deal in a financial product by:(i)apply

Authorisations to provide financial product advice

  • HENRIQUE LEONG
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Advanced Diploma of Financial Planning (Practice Management) Integrity Education Group
Bachelor of Commerce (Finance) Monash University
Gearing/Margin Lending Kaplan Professional
SMSF Kaplan Professional

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000232514 INDUSTRY FUND SERVICES LIMITED
Licence controlled by: INDUSTRY SUPER HOLDINGS PTY. LTD.
Further restrictions: Scope of Authority: Comprehensive(a)provide financial product advice for the following classes of financial products:(i)deposit and payment products limited to:(A)basic deposit products;(B)deposit products other than basic deposit products;(ii)debentures, stocks or bonds issued or proposed to be issued by a Government;(iii)life products including:(A)investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and(B)life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;(iv)interests in managed investment schemes including, but not limited to:(A)investor directed portfolio services (IDPS); and (B)managed investment schemes that are IDPS-like schemes;(v)securities;(vi)standard margin lending facility; and(vii)superannuation, excluding Self Managed Superannuation Funds (SMSFs);(b)deal in a financial product by:(i)apply
2018-08-27 - INDUSTRY FUND SERVICES LIMITED
000233714 WESTPAC BANKING CORPORATION
Licence controlled by: WESTPAC BANKING CORPORATION
Further restrictions: Excluding Self Managed Superannuation Funds
2015-07-03 - 2018-03-27 WESTPAC BANKING CORPORATION
000232706 AMP FINANCIAL PLANNING PTY LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016]
Further restrictions: "Authorised to provide personal financial product advice to retail clients on MDA services. MDA services are restricted to Limited Authority to Operate services. One off licensee approval is required for all products which are either not on the approved product list or Derivatives."
2013-06-14 - 2015-06-05 AMP FINANCIAL PLANNING PTY LIMITED
000232706 AMP FINANCIAL PLANNING PTY LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016]
2012-06-30 - 2013-06-30

Licensee Information

Licence Name INDUSTRY FUND SERVICES LIMITED
Licence Number 000232514
Licence ABN 54007016195

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
DAVID STUART SMITH Industry Fund Services Limited Current 2014-11-27
DAVID GEORGE FRANCIS Industry Fund Services Limited Current 2012-09-24
JASON DOWIE Industry Fund Services Limited Current 2015-02-09
LYLIA VERA MAY TAYLOR Industry Fund Services Limited Ceased 2007-11-26
KATHRYN JOY JOHNSTON Industry Fund Services Limited Current 2015-02-16
MADELINE RUTH GUNN Industry Fund Services Limited Current 2011-06-14
BETTY TRAN Industry Fund Services Limited Current 2015-06-09
PETER ERNEST SCOTT Industry Fund Services Limited Ceased 2015-06-16
MARK JEFFERY VINCENT Industry Fund Services Limited Current 2018-06-07
ANTHONY GERARD DOYLE Industry Fund Services Limited Ceased 2013-07-16

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.