PETER PENNICOTT (Adviser# 000438998) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is May 15, 2013.
| Register Name | Financial Advisers |
| Adviser Name | PETER PENNICOTT |
| Adviser Number | 000438998 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Ceased |
| Adviser First Advice Year | 2013 |
| Financial Service (AFS) Licence |
Licence# 000234665 CHARTER FINANCIAL PLANNING LIMITED |
| Licence ABN | 35002976294 |
| Licence Controlled By |
AMP ADVICE HOLDINGS PTY LTD AMP LIMITED [Date Ceased: 27/02/2016] |
| Adviser Start Date | 2013-05-15 |
| Adviser End Date | 2018-05-12 |
| Appointing Representative Name | CHARTER FINANCIAL PLANNING LIMITED |
| Appointing Representative Number | 000234665 |
| Appointing Representative ABN | 35002976294 |
| Memberships | SSA - SMSF Specialist Accreditation (SPAA) |
| Further Restrictions | One off licensee approval is required for all MDA services and products which are either not on the approved product list or Derivatives. |
|
| Qualification / Degree | Institute / School |
|---|---|
| Bachelor of Commerce (Accounting and Financial Planning) | Deakin University |
| Master of Commerce | University of Western Sydney |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000500551 |
COMMUNITAS WEALTH PTY LTD
Licence controlled by: Rhiannon KANONIUK |
2018-05-14 - | WEALTH COLLECTIVE PTY LTD |
| 000234665 |
CHARTER FINANCIAL PLANNING LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016] Further restrictions: One off licensee approval is required for all MDA services and products which are either not on the approved product list or Derivatives. |
2013-05-15 - 2018-05-12 | CHARTER FINANCIAL PLANNING LIMITED |
| Licence Name | CHARTER FINANCIAL PLANNING LIMITED |
| Licence Number | 000234665 |
| Licence ABN | 35002976294 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| JULIAN ANDREW SUMMERS | Charter Financial Planning Limited | Current | 2006-08-07 |
| STEVE PIKE | Charter Financial Planning Limited | Ceased | 2011-07-25 |
| JOHN FRANCIS BRADEN | Charter Financial Planning Limited | Ceased | 2012-07-20 |
| CHRISTOPHER MARK LITTLEY | Charter Financial Planning Limited | Current | 2011-04-11 |
| ANTHONY JOHN WALKER | Charter Financial Planning Limited | Current | 2015-12-15 |
| ANDREW BERNARD KANTAS | Charter Financial Planning Limited | Current | 2012-09-25 |
| GERALD STEPHEN GLEESON | Charter Financial Planning Limited | Current | 2014-01-16 |
| DENNIS GEORGIOU | Charter Financial Planning Limited | Current | 2004-01-01 |
| RANALD CLIVE STEWART | Charter Financial Planning Limited | Ceased | 2010-11-01 |
| JOHN WORTHINGTON | Charter Financial Planning Limited | Current | 2010-11-01 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.