SIMON BRODY

Licensee: MILLENNIUM 3 FINANCIAL SERVICES PTY LTD

SIMON BRODY (Adviser# 000315357) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is August 29, 2018.

Adviser Overview

Register Name Financial Advisers
Adviser Name SIMON BRODY
Adviser Number 000315357
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2006
Financial Service (AFS) Licence Licence# 000244252
MILLENNIUM 3 FINANCIAL SERVICES PTY LTD
Licence ABN 61094529987
Licence Controlled By AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Adviser Start Date 2018-08-29
Appointing Representative Name MILLENNIUM 3 FINANCIAL SERVICES PTY LTD
Appointing Representative Number 000244252
Appointing Representative ABN 61094529987
Further Restrictions Government Debentures, Stocks or Bonds: class of product only. Securities: class of product only. Not authorised to provide SMSF advice.

Authorisations to provide financial product advice

  • SIMON BRODY
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Superannuation
  • ·
  • All Securities

Qualifications and training history

Qualification / Degree Institute / School
Diploma of Financial Services (Financial Planning) Mentor Education

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000244252 MILLENNIUM 3 FINANCIAL SERVICES PTY LTD
Licence controlled by: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Further restrictions: Government Debentures, Stocks or Bonds: class of product only. Securities: class of product only. Not authorised to provide SMSF advice.
2018-08-29 - MILLENNIUM 3 FINANCIAL SERVICES PTY LTD
000236523 INFOCUS SECURITIES AUSTRALIA PTY LTD
Licence controlled by: STEINHARDT HOLDINGS PTY LTD
2007-07-11 - 2008-10-17

Licensee Information

Licence Name MILLENNIUM 3 FINANCIAL SERVICES PTY LTD
Licence Number 000244252
Licence ABN 61094529987

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
JUSTIN BARATTA Millennium 3 Financial Services Pty Ltd Current 2018-08-31
TOBY THOMAS LEWIS Millennium 3 Financial Services Pty Ltd Current 2018-08-31
IAN DAVIES Millennium 3 Financial Services Pty Ltd Current 2018-08-29
HELEN LOUISE BLACKFORD Millennium 3 Financial Services Pty Ltd Current 2018-08-29
BRADLEY SCOTT BROAD Millennium 3 Financial Services Pty Ltd Current 2018-08-24
LEEARNA HOPE MARTIN Millennium 3 Financial Services Pty Ltd Current 2018-08-23
JOANNE BARBARA AYREY Millennium 3 Financial Services Pty Ltd Current 2018-08-17
SHENAE FAITH TAVANYAR Millennium 3 Financial Services Pty Ltd Current 2018-08-15
PATRICK QUAN Millennium 3 Financial Services Pty Ltd Current 2018-08-09
ANNA SHIRLEY THOM Millennium 3 Financial Services Pty Ltd Current 2018-08-08

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.