GERALDINE WILLIAMS

Licensee: BROADBENT FINANCIAL PTY LTD

GERALDINE WILLIAMS (Adviser# 000271862) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is August 24, 2018.

Adviser Overview

Register Name Financial Advisers
Adviser Name GERALDINE WILLIAMS
Adviser Number 000271862
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 1993
Financial Service (AFS) Licence Licence# 000335588
BROADBENT FINANCIAL PTY LTD
Adviser Start Date 2018-08-24
Appointing Representative Name BROADBENT FINANCIAL PTY LTD
Appointing Representative Number 000335588

Authorisations to provide financial product advice

  • GERALDINE WILLIAMS
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Margin Lending Accreditation Deakin Prime
PS146 Accreditation in Securities & Managed Investments SDIA/Deakin Accreditation Programme
PS146 Accreditation in Self Managed Superannuation SDIA/RMIT Superannuation Model

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000335588 BROADBENT FINANCIAL PTY LTD 2018-08-24 - BROADBENT FINANCIAL PTY LTD
000236048 SHAW AND PARTNERS LIMITED 2008-11-03 - 2018-08-23 SHAW AND PARTNERS LIMITED

Licensee Information

Licence Name BROADBENT FINANCIAL PTY LTD
Licence Number 000335588

Competitor

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.