FORBES JAMES (Adviser# 000231589) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is April 2, 2012.
| Register Name | Financial Advisers |
| Adviser Name | FORBES JAMES |
| Adviser Number | 000231589 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Ceased |
| Adviser First Advice Year | 1997 |
| Financial Service (AFS) Licence |
Licence# 000221557 MAGNITUDE GROUP PTY LTD |
| Licence ABN | 54086266202 |
| Licence Controlled By | WESTPAC BANKING CORPORATION |
| Adviser Start Date | 2012-04-02 |
| Adviser End Date | 2015-10-31 |
| Appointing Representative Name | MAGNITUDE GROUP PTY LTD |
| Appointing Representative Number | 000221557 |
| Appointing Representative ABN | 54086266202 |
| Further Restrictions | This adviser is also authorised to provide personal advice on managed discretionary accounts provided only on a regulated platform |
|
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000221557 |
MAGNITUDE GROUP PTY LTD
Licence controlled by: WESTPAC BANKING CORPORATION Further restrictions: This adviser is also authorised to provide personal advice on managed discretionary accounts provided only on a regulated platform |
2012-04-02 - 2015-10-31 | MAGNITUDE GROUP PTY LTD |
| 000227232 |
COUNT FINANCIAL LIMITED
Licence controlled by: COMMONWEALTH BANK OF AUSTRALIA |
1997-08-22 - 2012-03-29 |
| Licence Name | MAGNITUDE GROUP PTY LTD |
| Licence Number | 000221557 |
| Licence ABN | 54086266202 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| ALLEN JOHN DILLON | Magnitude Group Pty Ltd | Ceased | 2016-12-01 |
| GREGORY NORMAN WORMALD | Magnitude Group Pty Ltd | Ceased | 2016-07-01 |
| JEFFREY LEO SHANNON | Magnitude Group Pty Ltd | Ceased | 2013-02-19 |
| PETER JOHN YOUNG | Magnitude Group Pty Ltd | Ceased | 2012-07-07 |
| ROBIN FRANKS | Magnitude Group Pty Ltd | Current | 2012-04-02 |
| NATHAN FRANKS | Magnitude Group Pty Ltd | Current | 2012-04-02 |
| FRASER WILLIAM HOLT | Magnitude Group Pty Ltd | Current | 2012-05-18 |
| CRAIG CONNER | Magnitude Group Pty Ltd | Current | 2012-06-22 |
| DOUGLAS THOMSON | Magnitude Group Pty Ltd | Current | 2015-05-15 |
| STUART CLUTTERBUCK | Magnitude Group Pty Ltd | Ceased | 2015-05-15 |
If you wish to provide additional information about FORBES JAMES, please fill in the form below. Please note that the information provided here will be posted publicly on this page. Please do not leave any private information here. If you have privacy or any other concerns about the information on this page, please use this link to the contact form.
| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.